RemoteLeaf Logo
Log in Sign up

Partnership Compliance Consultant

2 months ago
United States
Full-time
Senior
Partnerships Manager
Sales and Business Development
Apply Now
COMPLY

COMPLY

COMPLY is a leading compliance software provider for the financial services sector, offering regulatory compliance technology, consulting, and education resources. Their comprehensive suite of solutions empowers clients to navigate the ever-changing re...

Capital Markets
51-250
View All Jobs 2

Description

  • Perform ongoing consulting services for financial services clients both onsite and in the office.
  • Conduct on-site and remote compliance reviews of investment adviser and broker-dealer firms.
  • Provide proactive support and timely execution of deliverables for annual Partnership engagements.
  • Collaborate with sales representatives on pre-sales prospect calls, occasional onsite meetings, and proposal creation.
  • Advise clients on new and existing Comply products and modules.
  • Prepare and deliver client content for conferences, webinars, and education materials.
  • Draft marketing content and other marketing materials as needed.
  • Participate in the development and maintenance of Comply products and services.
  • Assist Senior Consultants with a variety of tasks.
  • Mentor and oversee Partnership Associate Consultants.

Requirements

  • Law or financial degree, or equivalent compliance experience.
  • Knowledge of the Investment Advisers Act of 1940 and/or Securities Exchange Acts, plus FINRA rules and broker-dealer regulations.
  • Ability to perform complex problem solving and analytical thinking.
  • Excellent interpersonal skills and the ability to manage relationships with colleagues and stakeholders at all levels.
  • Experience working in a client service-oriented, collaborative environment.
  • Willingness and ability to periodically travel onsite to clients for consulting duties.
  • Proficiency in Microsoft Office Suite, including Excel, Word, PowerPoint, and Outlook.
  • Must be authorized to work for any employer in the United States.
  • Current inability for the employer to sponsor or take over employment visa sponsorship.

Benefits

  • Remote, full-time position.
  • Base salary range of $105,000 to $135,000 per year.
  • All-in total compensation of $115,500 to $143,500.
  • Applicable bonus and benefit offerings.
  • Opportunity to work with a leading compliance SaaS and consulting company serving global financial services clients.

Interested in this position?

Apply directly on the company website

Apply Now

Similar Roles

Talentgrator

Head of Vendor & Business Partnerships

Talentgrator 11-50 Hotels, Restaurants & Leisure

The client is hiring a Head of Vendor & Business Partnerships to lead strategic external relationships and build a scalable partnership function for its global iGaming SaaS platform business.

Serbia Spain Poland Portugal Full-time Lead Partnerships Manager
18 hours, 41 minutes ago
Cologix

Channel Sales Manager

Cologix 251-1K Diversified Telecommunication Services

Cologix is seeking a Channel Sales Manager to grow its indirect sales ecosystem across the Midwest by recruiting and enabling partners who drive revenue for its colocation, interconnection, cloud, and digital infrastructure portfolio.

United States Full-time Senior Partnerships Manager
$95k-$120k
CRM Cybersecurity Salesforce
18 hours, 41 minutes ago
Datadog

Partner Solutions Architect (Pan-EMEA GSI)

Datadog 5K-10K IT Services

Datadog is hiring a Partner Solution Architect to support its Channels & Alliances partner ecosystem by guiding technical initiatives that improve partner success and adoption of Datadog.

Netherlands United Arab Emirates Portugal Spain Sweden Italy Full-time Lead Partnerships Manager Solutions Engineer
Ansible AWS Azure Chef CI/CD Datadog Docker GCP GitLab Go JavaScript Jenkins Kubernetes New Relic OpenShift Perl PHP Puppet Python Ruby Splunk Terraform
18 hours, 41 minutes ago
Binance

Affiliate Relationship Manager - MENA

Binance 5K-10K Capital Markets

An Affiliate Relationship Manager at a marketing team in Dubai will manage and grow long-term affiliate and channel partner relationships across the MENA region to drive retention, revenue growth, and compliant performance.

United Arab Emirates Full-time Senior Partnerships Manager
Affiliate Marketing
18 hours, 56 minutes ago

You're on a roll! Sign up now to keep applying.

Sign Up

Already have an account? Log in

Used by 14,729+ remote workers