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Senior Compliance Manager

5 hours, 18 minutes ago
Malta
Full-time
Senior
Compliance Manager
Legal
Blockchain
Apply Now
OKX

OKX

OKX operates as a leading cryptocurrency exchange, providing users with a platform to buy, sell, and trade various digital assets such as Bitcoin, Ethereum, and XRP, while also offering tools for exploring Web3, decentralized finance (DeFi), and non-fu...

Diversified Financial Services
1K-5K
Founded 2017
View All Jobs 92

Description

  • Support the Compliance Monitoring Programme, including scheduled and ad-hoc reviews, remediation tracking, and reporting to Senior Management and the Board.
  • Act as deputy to the MLRO and Head of Compliance, including assessing, escalating, and reporting suspicious activity and other referrals when required.
  • Review and approve client-facing marketing materials for compliance with MiFID II and MFSA financial promotion rules.
  • Oversee the end-to-end complaints handling process and escalate significant or recurring issues.
  • Contribute to the design, implementation, and maintenance of compliance manuals, policies, and procedures.
  • Support regulatory liaison with the MFSA, including correspondence, breach reporting, and external stakeholder engagement.
  • Help prepare compliance reports and materials for Senior Management, the Board, and internal stakeholders.
  • Partner with cross-functional teams to embed an effective compliance framework aligned with MFSA, ESMA, and EU standards.
  • Support responses to legal and regulatory requests, including engagement with law enforcement and other external partners.

Requirements

  • Bachelor's degree in law, finance, business administration, or a related field.
  • Relevant compliance certification such as ICA, CAMS, or CCEP is preferred.
  • 5+ years of experience in a compliance, legal, or regulatory role within financial services, fintech, or crypto.
  • Experience operating at Compliance Officer or Senior Compliance Officer level.
  • Direct experience dealing with regulators and auditors, including compliance reviews, audits, and investigations.
  • Strong project management and remediation experience, with a track record of delivering complex compliance initiatives.
  • Sound understanding of the MFSA regulatory framework or an equivalent ESMA-supervised NCA.
  • Understanding of MiFID II conduct-of-business requirements and EU financial services regulation.
  • Strong analytical skills with the ability to assess obligations, identify gaps, and produce written analysis.
  • Excellent written and verbal communication skills with the ability to influence stakeholders at all levels.
  • Strong organisational skills and the ability to manage multiple workstreams and meet regulatory deadlines.
  • Comfort operating with significant autonomy, sound judgement, and appropriate escalation.

Benefits

  • Competitive total compensation package.
  • Learning and development programs plus an education subsidy.
  • Team-building programs and company events.
  • Wellness and meal allowances.
  • Comprehensive healthcare schemes for employees and dependants.

Interested in this position?

Apply directly on the company website

Apply Now

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