Compliance QC Specialist

5 hours, 34 minutes ago
Full-time
Senior
Operations
Human Interest

Human Interest

Human Interest is an affordable, full-service 401(k) and 403(b) provider that aims to simplify retirement savings for small and medium-sized businesses. They offer zero transaction fee plans, financial education, and award-winning customer service to h...

Capital Markets
251-1K
Founded 2015
$337M raised

Description

  • Work directly with prospective clients to align plan design features with product capabilities and improve launch rates.
  • Research conversion plan documents to identify issues and mitigate risks tied to product limitations.
  • Draft and review Benefits Analysis before discussions with Sales Activation Specialists and plan sponsors.
  • Audit benefit analyses, plan documents, and system setup prior to plan launch.
  • Review systems and plan documents for accuracy before implementation.
  • Research and resolve a high volume of compliance issues raised by internal sales and onboarding teams.
  • Work closely with Sales Activation Specialists to ensure plan launch accuracy.
  • Support the implementation side of a rapidly scaling revenue organization.

Requirements

  • 10+ years of 401(k) experience, particularly in compliance.
  • QKA preferred.
  • Bachelor's degree or equivalent experience.
  • Strong attention to detail and ability to spot discrepancies.
  • Excellent organizational skills and ability to manage multiple tasks, deadlines, and stakeholders.
  • Passion for process improvement and identifying inefficiencies.
  • Self-starter who enjoys learning new programs, systems, and tools.

Benefits

  • Base salary of $70,000–$80,000 annually.
  • Additional compensation may include bonuses, commissions, and equity.
  • Dollar-for-dollar 401(k) employer match up to 4% of compensation, immediately vested, with $0 plan fees.
  • Top-of-the-line health, dental, and vision insurance.
  • Competitive time off and parental leave.
  • Access to Addition Wealth for financial wellness support.
  • Enhanced mental health support through Lyra.
  • Monthly work-from-home stipend and quarterly lifestyle stipend.

Interested in this position?

Apply directly on the company website

Apply Now

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