Transactions Monitoring Officer

14 hours, 43 minutes ago
Full-time
Junior
Finance and Accounting
EXANTE

EXANTE

This company provides private investors and wealth managers with a comprehensive multi-currency account that grants access to over 50 global venues, enabling them to trade a diverse range of financial instruments including stocks, ETFs, bonds, futures,...

Capital Markets

Description

  • Review client transactions, manage alerts, and support ongoing Client Due Diligence (CDD).
  • Conduct Source of Funds (SoF) and Source of Wealth (SoW) reviews and initial screening against EU/UK, OFAC, and UN sanctions regimes.
  • Investigate potential risks and escalate complex or high-risk cases with clear documentation and context.
  • Identify manual bottlenecks and support the adoption of automated and AI-assisted tools to improve alert handling and reduce false positives.
  • Stay current with FATF, MiFID II, and MAR requirements and apply them to investigations.
  • Produce transaction-monitoring metrics and support internal quality reviews and regulatory audit preparation.

Requirements

  • Bachelor’s degree in Finance, Law, Economics, or a related field.
  • 1–3 years of AML or transaction-monitoring experience, preferably in brokerage, fintech, or financial services.
  • Foundational knowledge of AML, CTF, and OFAC, EU, and UN sanctions regimes.
  • Strong written and verbal communication skills, including clear case documentation.
  • High attention to detail and ability to analyze complex transaction flows.
  • Integrity, loyalty, and strong collaboration skills.
  • Hands-on, solution-oriented approach with the ability to work in a fast-paced, changing environment.

Benefits

  • Competitive salary.
  • Flexible corporate benefits options.
  • Ongoing education and training programs.
  • Opportunities to network through corporate events.
  • Global career opportunities.
  • Informal and collaborative work environment.

Interested in this position?

Apply directly on the company website

Apply Now

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