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Licensed Investment Representative

9 hours, 30 minutes ago
United States
Full-time
Mid Level
Account Manager
Sales and Business Development
Apply Now
Dan.com - a GoDaddy brand

Dan.com - a GoDaddy brand

Dan.com is a domain marketplace platform that offers a wide range of domain services, including domain buying, selling, and management. As a GoDaddy brand, Dan.com provides a user-friendly interface for domain transactions and simplifies the process of...

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Description

  • Conduct investment consultations to assess clients' financial goals, risk tolerance, and investment timelines.
  • Recommend and sell mutual fund products aligned with each client's needs and objectives.
  • Manage and review existing investment portfolios, including ongoing guidance and rebalancing recommendations.
  • Educate clients on investment options, market conditions, and long-term wealth-building strategies.
  • Maintain compliance with FINRA regulations, company policies, and state licensing requirements.
  • Generate new business through referrals, agency cross-selling, and proactive client outreach.
  • Collaborate with the agency team to identify investment opportunities within the existing book of business.
  • Maintain accurate records of transactions, client interactions, and compliance documentation.

Requirements

  • SIE (Securities Industry Essentials) license required.
  • Series 6 (Investment Company/Variable Contracts Products Representative) license required.
  • Series 63 (Uniform Securities Agent State Law) license required.
  • Prior experience investing and managing mutual funds required.
  • Strong understanding of investment products, financial planning principles, and suitability standards.
  • Excellent communication and relationship-building skills.
  • Ability to work independently in a remote environment.
  • Detail-oriented with strong organizational and compliance habits.
  • Series 65 or Series 66 license preferred.
  • Experience working within a captive insurance agency model preferred.
  • Background in insurance and financial services cross-selling preferred.

Benefits

  • Base salary of $60,000–$75,000 annually.
  • Commission on all investment sales with uncapped earning potential.
  • Paid time off (PTO).
  • Remote work flexibility.

Interested in this position?

Apply directly on the company website

Apply Now

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