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Macro Compliance Associate

6 hours, 21 minutes ago
United States
Full-time
Mid Level
Compliance Manager
Finance and Accounting
Apply Now
Point72

Point72

Point72 Asset Management, led by Steven Cohen, is a global firm specializing in diverse asset classes and strategies, prioritizing superior returns and ethical standards through innovative talent development and data-driven decision-making.

Capital Markets
51-250
Founded 2014
View All Jobs 24

Description

  • Provide compliance advice and guidance to the Global Macro business across rates, foreign exchange, emerging markets, credit, asset-backed securities, and macro derivatives strategies.
  • Partner with macro portfolio managers and trading teams to embed and enforce real-time compliance controls.
  • Support pre-trade and post-trade monitoring programs and investigative processes to detect and resolve trading, market conduct, and policy breaches.
  • Assist with diligence reviews and approvals for new products, markets, brokers, and counterparties, ensuring timely decisions and clear documentation.
  • Conduct complex compliance reviews and investigations, summarize findings, recommend remediation, and escalate issues to senior compliance leaders as needed.
  • Coordinate with legal, risk, operations, finance, technology, and third-party vendors to implement and improve compliance solutions.
  • Support regulatory readiness efforts and responses to regulatory inquiries or examinations related to macro trading activities.
  • Monitor global regulatory developments affecting macro markets and translate changes into policy updates and process improvements.
  • Deliver new-hire and annual compliance training for macro teams on regulatory and firm requirements.
  • Chaperone calls and meetings between macro investment professionals and third parties, and serve as a subject-matter expert on firm policies and procedures.

Requirements

  • Juris Doctorate degree from an accredited law school and active bar admission.
  • Minimum of 3 years of compliance experience supporting macro or trading businesses at a hedge fund, asset manager, or broker-dealer.
  • Experience overseeing compliance for macro products such as interest rate swaps, sovereign bonds, foreign exchange, credit, asset-backed securities, commodities, and derivatives.
  • Practical experience analyzing laws and regulations related to commodity interests and securities, including SEC Rule 10b-5, CFTC Rule 180.1, and potential MNPI.
  • Experience designing and operating trade surveillance, pre-trade controls, and post-trade investigative workflows.
  • Proven ability to lead cross-functional projects and engage senior stakeholders under time pressure.
  • Strong written and verbal communication skills, with the ability to explain complex legal and compliance concepts to non-legal audiences.
  • Strong analytical skills, attention to detail, and ability to operate independently while managing multiple priorities in a fast-paced environment.
  • Commitment to the highest ethical standards.

Benefits

  • Fully paid health care benefits.
  • Generous parental and family leave policies.
  • Volunteer opportunities.
  • Support for employee-led affinity groups representing women, people of color, and the LGBT+ community.
  • Mental and physical wellness programs.
  • Tuition assistance.
  • A 401(k) savings program with an employer match.
  • Annual base salary range of $125,000-$175,000 USD, plus discretionary bonus compensation and a comprehensive benefits package.

Interested in this position?

Apply directly on the company website

Apply Now

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