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Senior Compliance Manager

52 minutes ago
Anywhere
Full-time
Senior
Compliance Manager
Legal
Apply Now
Eqvilent

Eqvilent

Eqvilent specializes in quantitative trading, utilizing advanced technologies to provide liquidity in financial markets.

Capital Markets
11-50
Founded 2020
View All Jobs 26

Description

  • Lead implementation of new regulatory requirements across markets and asset classes.
  • Manage compliance integrations for new market access and trading venues.
  • Deliver regulatory remediation projects and control enhancements.
  • Define project scope, timelines, resources, deliverables, and success metrics.
  • Coordinate cross-functional teams and manage stakeholder expectations.
  • Own compliance responsibilities for assigned regions or regulatory domains.
  • Oversee transaction, position, large-trade, and regulatory capital reporting.
  • Manage regulatory examinations and inquiries, including required filings and notifications.
  • Serve as the compliance contact for assigned business areas and present project updates and metrics.

Requirements

  • Bachelor’s degree in Finance, Law, Economics, or a related field; Master’s degree or JD preferred.
  • 7–10+ years of financial services compliance experience, including at least 3 years in electronic or algorithmic trading.
  • Relevant certifications such as Series 7, 24, 57, or international equivalents.
  • Expertise interpreting complex regulations and applying them to high-frequency trading operations.
  • Knowledge of regulations including SEC Rule 15c3-5, Reg NMS, Reg SHO, FINRA rules, MiFID II/MiFIR, MAR, EMIR, and applicable Asian regulations.
  • Strong project management experience leading complex, cross-functional initiatives.
  • Excellent analytical, problem-solving, written communication, and verbal communication skills.
  • Ability to manage multiple priorities independently and collaboratively with strong stakeholder influence.
  • Experience at a proprietary trading firm or HFT organization preferred.
  • Experience with trading strategies, regulatory reporting tools, regulatory bodies, or industry groups preferred.

Benefits

  • Remote work from anywhere in the world.
  • Access to global offices.
  • Flexible schedule.
  • 40 paid days off.
  • Competitive salary.
  • Cutting-edge hardware and technology.
  • Collaboration with an international team of qualified professionals.

Interested in this position?

Apply directly on the company website

Apply Now

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