Compliance Analyst

1 hour, 20 minutes ago
Full-time
Junior
Legal
AlphaSense

AlphaSense

AlphaSense develops an artificial intelligence-based search platform that enables investment and corporate professionals to quickly access and analyze extensive financial data and market insights from over 500 million documents, enhancing decision-maki...

Internet Software & Services
251-1K
Founded 2011
$770M raised

Description

  • Review expert call transcripts for material nonpublic and confidential information in line with internal protocols, laws, regulations, and industry standards.
  • Complete due diligence reviews for each call and document compliance violations thoroughly.
  • Escalate non-compliance with Tegus sourcing guidelines when necessary.
  • Conduct research on financial reports and regulatory filings to determine what information is already public.
  • Use internal databases and external resources to support compliance decisions and investigations.
  • Manage internal and external communications efficiently in a fast-paced, time-sensitive environment.
  • Perform administrative tasks such as inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows.
  • Identify opportunities to improve operational efficiency across compliance workflows.

Requirements

  • 1-2 years of experience in research, compliance, legal support, or operations roles is preferred but not required.
  • Experience in roles such as paralegal, legal assistant, analyst, BPO/editorial specialist, or similar is preferred.
  • Strong attention to detail and acute reading comprehension.
  • Strong written and verbal fluency in English.
  • Experience with proofreading, drafting, and investigative or research work.
  • Ability to prioritize tasks, manage time, and stay highly organized while working independently.
  • Ability to adapt quickly to changing priorities in a dynamic, fast-paced environment.
  • Willingness to support global time zones and a 24x5 compliance review schedule.

Interested in this position?

Apply directly on the company website

Apply Now

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