Senior Compliance Manager

1 day, 7 hours ago
Full-time
Senior
Legal
Splash

Splash

Splash Financial is a leading loan refinance marketplace that offers a quick and easy way to lower high interest rates without affecting credit scores. They provide a range of financial services, including student loan refinancing and personal loans, t...

Banks
51-250
Founded 2013
$61M raised

Description

  • Advise on new product development to ensure compliance with federal and state regulations and bank partner requirements.
  • Partner with Product, Engineering, Marketing, Legal, and Operations to embed compliance throughout the product lifecycle.
  • Review implementation logs and documentation for bank partner approvals.
  • Design and operationalize scalable compliance workflows, including automation of manual processes.
  • Develop dashboards and reports to monitor compliance obligations, risk indicators, and program health.
  • Improve compliance systems, tools, and workflows as the business and regulations evolve.
  • Review escalated complaints, identify trends and root causes, and manage related remediation.
  • Own issue tracking, escalate unresolved exceptions, and drive timely resolution.
  • Develop and deliver compliance training, including annual certification training.],
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  • requirements:[
  • Bachelor’s degree required.
  • 6–10 years of compliance or risk management experience in fintech or financial services.
  • Experience with consumer lending and bank partnerships preferred.
  • Working knowledge of ECOA, TILA, FCRA, FDCPA, UDAAP, GLBA, privacy, and OFAC requirements.
  • Ability to design scalable compliance workflows and use technology for automation.
  • Strong analytical, problem-solving, data, and dashboard skills.
  • Excellent communication and relationship-building skills with the ability to influence cross-functional teams and leadership.
  • Experience with project management platforms such as Jira.
  • CRCM, CUCE, CUCO, CFE, CIA, or similar credentials preferred.
  • Ability to thrive in a fast-paced, high-growth environment.

Requirements

  • Bachelor’s degree required.
  • 6–10 years of compliance or risk management experience in fintech or financial services.
  • Experience with consumer lending and bank partnerships preferred.
  • Working knowledge of ECOA, TILA, FCRA, FDCPA, UDAAP, GLBA, privacy, and OFAC requirements.
  • Ability to design scalable compliance workflows and use technology for automation.
  • Strong analytical, problem-solving, data, and dashboard skills.
  • Excellent communication and relationship-building skills with the ability to influence cross-functional teams and leadership.
  • Experience with project management platforms such as Jira.
  • CRCM, CUCE, CUCO, CFE, CIA, or similar credentials preferred.
  • Ability to thrive in a fast-paced, high-growth environment.

Benefits

  • $140,000–$195,000 annual base salary, with potential performance-based bonus.
  • Fully remote work for most roles.
  • Flexible PTO and nine company holidays.
  • Equity participation.
  • Comprehensive, affordable insurance benefits.
  • Paid parental leave for both caregivers.
  • 401(k) plan and company-provided equipment.
  • Quarterly in-person and virtual meet-ups.

Interested in this position?

Apply directly on the company website

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