Sr Internal Wholesaler

1 month ago
Full-time
Senior
Sales and Business Development
Protective Life

Protective Life

Protective Life Insurance Company offers financial security through insurance and investment products, serving people and protecting families for over a century.

Insurance
1K-5K
Founded 1907

Description

  • Manage regulatory inquiries and examinations for Protective Life Insurance Company and affiliated insurance companies.
  • Work with internal teams to collect information, research applicable laws and regulations, and draft responses to examination questions.
  • Respond to information requests from regulatory bodies related to insurance and securities activities.
  • Coordinate required regulatory filings with business and divisional compliance teams in a timely manner.
  • Identify potential risk areas based on market conduct findings and work with compliance teams and business partners to address them.
  • Interact with industry peers and regulators to share and gather information on emerging regulatory issues.
  • Maintain regulatory report updates for management on examinations, inquiries, trends, and emerging issues.
  • Support the development and maintenance of the corporate compliance program, including policy development, privacy, AML, and code of conduct.
  • Collaborate with counsel to review and draft regulatory responses.
  • Act as a liaison between regulators and internal business partners.

Requirements

  • Bachelor’s degree required; J.D. or paralegal degree preferred.
  • 5 years of experience with regulatory examinations in an insurance company or broader financial industry.
  • Experience with life insurance and annuity products is a plus.
  • Strong organizational, written, and verbal communication skills.
  • Strong critical thinking and analytical skills.
  • Effective interpersonal skills with diverse styles and cultures.
  • Strong computer research and investigative skills.
  • Ability to work effectively with people at all levels of the organization.
  • Ability to handle pressure and prioritize multiple competing projects.
  • Willingness to work overtime occasionally, as needed.

Benefits

  • Comprehensive health, dental, and vision insurance.
  • Mental health benefits and employee assistance program.
  • Paid time off, paid parental leave, short-term disability, and a cultural observance day.
  • Contributions to healthcare accounts.
  • Pension plan and 401(k) plan with company matching.
  • ProHealth Rewards wellbeing program with cash rewards.

Interested in this position?

Apply directly on the company website

Apply Now

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