Head of Compliance (Licensing/ FX brokerage)

3 weeks, 3 days ago
Executive
Finance and Accounting
Hyphen Connect

Hyphen Connect

Hyphen Connect is a Web3 and AI talent agency that specializes in recruitment and staffing solutions for the blockchain and artificial intelligence sectors. The company focuses on connecting talent with businesses in these industries, utilizing its deep expertise in Web3 to meet specific project needs. The agency offers a range of services, including recruitment and headhunting tailored to Web3 and AI requirements, as well as recruitment process outsourcing (RPO) solutions. Hyphen Connect also provides talent sourcing from a curated network of professionals, HR consulting for early-stage startups, and career development programs to help individuals succeed in the AI and Web3 fields. Additionally, the company assists organizations in building strong employer brands and enhancing internal engagement.

staffing & recruiting
1-10
Founded 2024

Description

  • Lead the global compliance framework and manage the full licensing lifecycle as the primary liaison with international regulators.
  • Establish and improve risk-based AML/KYC policies, monitor suspicious transactions, and perform MLRO functions.
  • Review trading instruments and marketing materials to reduce risks related to copy trading, automated strategies, and misleading claims.
  • Monitor for abnormal trading behaviors such as arbitrage or latency abuse in collaboration with the Risk and Trading teams.
  • Develop internal SOPs and compliance procedures to support day-to-day governance.
  • Support external audits and regulatory reviews.
  • Ensure global compliance with data protection regulations such as GDPR and PDPA.
  • Work with internal stakeholders to balance regulatory requirements with business operations.

Requirements

  • Bachelor’s degree in Law, Finance, Risk Management, or a related discipline.
  • 3 to 10 years of hands-on compliance experience within a trading platform, brokerage, or fintech environment.
  • Strong familiarity with at least one major regulatory regime, such as ASIC, FCA, CySEC, or MAS.
  • Professional compliance certifications such as ICA or CAMS are highly preferred.
  • Proven ability to balance regulatory adherence with business growth.
  • Strong problem-solving skills and stakeholder management skills.

Interested in this position?

Apply directly on the company website

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