Brokerage Operations Manager - Saudi

2 weeks, 5 days ago
Full-time
Mid Level
Operations
Alpaca

Alpaca

Alpaca is a developer-first API for stock and crypto trading, offering easy-to-use APIs for building apps and trading algorithms.

Capital Markets
51-250
Founded 2015
$87M raised

Description

  • Monitor customer activity in near-real time to manage trading exposure in margin and options.
  • Review daily reports and take appropriate action for exceptions.
  • Process margin calls in accordance with Federal Reserve Regulation T and FINRA Rule 4210.
  • Perform option expiration processes and related risk mitigation activities.
  • Maintain a strong customer service focus in day-to-day operations.
  • Drive process improvements and operational efficiencies.
  • Review fraud alerts on a daily basis.
  • Handle ad hoc duties and projects as assigned.

Requirements

  • Series 7 and 63 licenses are required.
  • Series 4 is preferred, or the ability to obtain it within three months of employment.
  • 3+ years of brokerage operations experience.
  • Experience with FINRA and OCC regulations and systems.
  • Strong attention to detail, accuracy, and reliability.
  • Ability to thrive in a fast-paced environment.
  • Ability to work effectively both independently and as part of a team.
  • Ability to adapt to a changing business and regulatory environment.
  • Experience taking ownership of new responsibilities and challenges.

Benefits

  • Competitive salary with stock options.
  • Health benefits.
  • One-time USD $500 new hire home-office setup stipend.
  • USD $150 monthly stipend via Brex Card.

Interested in this position?

Apply directly on the company website

Apply Now

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