Regulatory and Compliance Team Lead

7 hours, 16 minutes ago
Full-time
Lead
Operations
World Business Lenders

World Business Lenders

World Business Lenders provides short-term loans to small businesses, focusing on their ability to repay rather than the owner's credit score, thereby facilitating access to working capital for equipment purchases and expansion efforts.

Real Estate
251-1K
Founded 2011
$25M raised

Description

  • Lead WBL’s compliance framework across lending, servicing, and corporate operations.
  • Maintain compliance risk assessments, obligations inventories, control frameworks, annual work plans, and reporting calendars.
  • Develop and maintain compliance policies, procedures, standards, training materials, and completion records.
  • Supervise, prioritize, and review the work of the Regulatory Associate and Compliance Associate.
  • Monitor federal and state requirements, including licensing, usury limits, and disclosure obligations.
  • Manage regulatory changes by assessing requirements, assigning owners, and validating implementation.
  • Coordinate licensing, examinations, inquiries, registrations, and regulatory responses.
  • Establish risk-based monitoring and testing plans and maintain audit-ready evidence.
  • Investigate findings, identify root causes, assign corrective actions, and track remediation through closure.
  • Partner with cross-functional teams and provide dashboards, risk summaries, trend analysis, and executive updates.

Requirements

  • Law degree with proof of qualification.
  • 5–10+ years of regulatory compliance, legal, risk, or audit experience in financial services or another highly regulated industry.
  • Working knowledge of U.S. federal and state requirements affecting lending, servicing, licensing, usury, and disclosures.
  • Experience developing or operating compliance policies, controls, monitoring, testing, training, issue management, and reporting.
  • Prior team leadership, work-review, or project-lead experience.
  • Experience in financial services, commercial lending, private lending, banking, fintech, specialty finance, mortgage lending, or a similar industry preferred.
  • Knowledge of regulatory research, change management, compliance risk assessments, control frameworks, licensing, examinations, and remediation.
  • Strong prioritization, analytical, risk-based judgment, stakeholder management, and executive communication skills.
  • Fluent written and spoken English; proficiency with Outlook and Teams.
  • Reliable internet, professional remote workspace, and ability to maintain confidentiality in a remote multinational organization.

Benefits

  • Compensation paid in USD.
  • Paid time off (PTO).
  • Fully remote work environment.

Interested in this position?

Apply directly on the company website

Apply Now

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