Manager, Third Party Risk Management

5 days, 16 hours ago
Full-time
Senior
Operations
Upstart

Upstart

Upstart Powered Loans: Personal, Car Refinance & Consolidation Through Upstart, apply online for a fast personal loan, auto refinancing, or debt consolidation. Try our quick rate check today with no impact to your credit! Founded by ex Googlers, Upstar...

Banks
1K-5K
Founded 2012

Description

  • Lead the bank’s end-to-end third-party risk management program, including due diligence, onboarding risk assessments, ongoing monitoring, and offboarding across vendor tiers.
  • Manage and develop the Third-Party Risk Management team through prioritization, coaching, and oversight of assessment quality.
  • Serve as the primary second-line escalation point for complex or elevated third-party risk matters and ensure issues are documented, tracked, and resolved.
  • Maintain and improve third-party risk frameworks, risk tiering methodologies, assessment templates, and governance processes.
  • Partner with Legal, Compliance, Information Security, Affiliate Risk, and business stakeholders to apply third-party risk standards across the vendor lifecycle.
  • Lead regulatory examination readiness and support responses to OCC, FDIC, internal audit, and external audit inquiries related to third-party risk management.
  • Support scalable, exam-ready risk governance aligned with evolving regulatory expectations for the bank.
  • Oversee risk assessments and vendor oversight activities across multiple third-party relationship types.

Requirements

  • Bachelor’s degree or equivalent practical experience.
  • 6+ years of experience in third-party risk management, compliance, audit, operational risk, or a related risk discipline within banking or financial services.
  • Experience leading a third-party risk management program, including risk assessments, due diligence reviews, ongoing monitoring, and issue management across a multi-vendor portfolio.
  • Knowledge of OCC, FDIC, and interagency guidance related to third-party relationships and risk management, including the 2023 Interagency Guidance on Third-Party Relationships: Risk Management.
  • Experience assessing and managing risks associated with suppliers, lending partners, affiliates, and technology service providers.
  • Direct experience supporting OCC or FDIC regulatory examinations related to third-party risk management (preferred).
  • Experience leading or developing risk, compliance, audit, or third-party risk professionals (preferred).
  • Knowledge of affiliate risk oversight requirements, including Regulation W and related regulatory expectations (preferred).
  • Experience in a fintech, digital banking, or technology-intensive environment, including oversight of cloud, SaaS, and other technology service providers (preferred).
  • Experience using governance, risk, and compliance (GRC) platforms for assessments, issue management, workflow automation, and ongoing monitoring (preferred).

Benefits

  • Base salary range of $145,300 to $231,300 USD for U.S. remote roles, depending on location, skills, experience, and education/training.
  • Target bonuses and equity compensation, including annual equity grants that vest quarterly.
  • Comprehensive health coverage, including medical, dental, vision, and wellness resources.
  • 401(k) or Group Retirement Savings Plan with a company match of $2 for every $1 contributed, up to $15,000 annually.
  • Employee Stock Purchase Plan (ESPP) with discounted stock purchase options for eligible U.S. employees.
  • Paid time off, sick leave, and company holidays.
  • Paid family and parental leave, plus family-centered fertility, parenthood, and caregiving benefits.
  • Employee Assistance Program (EAP), financial wellness resources, annual wellness allowance, and annual productivity allowance.

Interested in this position?

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