RemoteLeaf Logo
Log in Sign up

Senior Compliance Manager

4 months, 1 week ago
Anywhere
Full-time
Senior
Compliance Manager
Legal
Apply Now
Eqvilent

Eqvilent

Eqvilent specializes in quantitative trading, utilizing advanced technologies to provide liquidity in financial markets.

Capital Markets
11-50
Founded 2020
View All Jobs 21

Description

  • Lead major compliance projects, including implementing new regulatory requirements, integrating compliance for new market access or trading venues, and driving remediation and control enhancements.
  • Manage project timelines, resources, deliverables, and stakeholder expectations.
  • Define project scope, success metrics, and implementation plans for compliance initiatives.
  • Coordinate cross-functional teams to ensure successful project delivery.
  • Own compliance responsibilities for assigned regions or regulatory domains.
  • Interpret and apply relevant regulations across the US, Europe, and Asia to HFT operations.
  • Oversee regulatory reporting requirements, including transaction, position, large trades, and capital reporting.
  • Manage regulatory examinations and inquiries.
  • Prepare and file required regulatory documents and notifications.
  • Serve as the compliance point of contact for assigned business areas and projects.
  • Present project updates and compliance metrics to stakeholders.

Requirements

  • Bachelor's degree in Finance, Law, Economics, or a related field; Master's degree or JD preferred.
  • Relevant professional certifications such as Series 7, 24, 57, or international equivalents.
  • 7-10+ years of compliance experience in financial services.
  • At least 3 years of experience in electronic or algorithmic trading.
  • Proven ability to interpret complex regulations and apply them to HFT operations.
  • Strong project management experience leading complex, cross-functional initiatives.
  • Excellent analytical, problem-solving, written, and verbal communication skills.
  • Ability to work independently and collaboratively in a team environment.
  • Experience managing multiple projects and priorities simultaneously.
  • Strong stakeholder management and influencing skills.
  • Previous experience at a proprietary trading firm or HFT-focused organization, preferred.
  • Understanding of trading strategies and their regulatory implications, preferred.
  • Experience with regulatory bodies, industry groups, or compliance/reporting tools in the trading industry, preferred.
  • Demonstrated leadership in regulatory change projects, preferred.

Benefits

  • Competitive salary.
  • Work remotely from anywhere in the world.
  • Flexible schedule.
  • Access to global offices anytime.
  • 40 paid days off.
  • Cutting-edge hardware and technology.
  • Opportunity to work with a welcoming group of highly qualified international professionals.

Interested in this position?

Apply directly on the company website

Apply Now

Similar Roles

Binance

Compliance Specialist

Binance 5K-10K Capital Markets

Binance is seeking an AML and financial crime compliance professional to investigate suspicious activity, manage regulatory reporting, and support UAE regulatory engagements across its global digital-asset ecosystem.

United Arab Emirates Full-time Senior Compliance Manager
Blockchain
9 hours, 25 minutes ago
Vailexa Technology

Product Security and Regulatory Expert

Vailexa Technology 11-50 Internet Software & Services

Vailexa is seeking a product security and IT compliance professional to translate global regulations into technical controls, manage compliance programs, and strengthen regulatory posture across its technology environments.

Anywhere Senior Compliance Manager
AWS Azure Encryption
1 day, 9 hours ago
Pathward

Manager, SAR Filing — BSA/AML & Sanctions Operations

Pathward 251-1K Diversified Financial Services

Pathward is seeking a Manager, SAR Filing to oversee its SAR and CTR filing operations within the BSA/AML and Sanctions Operations team, ensuring accurate, timely, and defensible regulatory filings.

Anywhere Full-time Senior Compliance Manager
$72k-$120k
2 days, 7 hours ago
Pathward

Vice President, BSA/AML Operations – Cases

Pathward 251-1K Diversified Financial Services

Pathward seeks a Vice President, BSA/AML Operations – Cases to lead its Suspicious Activity Monitoring case investigation function and strengthen a compliant, risk-based financial crime program within a regulated financial institution.

United States Full-time Executive Compliance Manager
$125k-$208k
2 days, 7 hours ago

You're on a roll! Sign up now to keep applying.

Sign Up

Already have an account? Log in

Used by 14,729+ remote workers