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Compliance Analyst - FCM (Futures Commission Merchant)

6 days, 9 hours ago
United States
Full-time
Mid Level
Compliance Manager
Operations
Apply Now
Crypto.com

Crypto.com

Crypto.com is a top cryptocurrency platform with 80M+ users, offering secure trading of Bitcoin, Ethereum, NFTs, and 250+ altcoins. Services include easy purchases, price alerts, portfolio growth, and on-chain staking.

Capital Markets
1K-5K
Founded 2016
View All Jobs 25

Description

  • Support the Chief Compliance Officer with governance, policy implementation, written supervisory procedures, and related documentation for the FCM.
  • Respond to NFA, CFTC, Exchange, internal, and external exams, audits, reports, and regulatory requests.
  • Conduct surveillance of potential Exchange rule violations and CFTC prohibited trading practices by reviewing order and trading activity alerts.
  • Assist Operations with the implementation and monitoring of surveillance system alert rules.
  • Help create, develop, and review surveillance rules, alerts, and procedures.
  • Identify and investigate regulatory issues arising from FCM customer activity.
  • Support AML/KYC reviews, sales solicitation oversight, and marketing material reviews.
  • Support compliance for new product launches and business plan implementations, including compliance training.
  • Formulate compliance solutions and assess the effectiveness of implemented controls.

Requirements

  • Bachelor's degree in Finance, Economics, Business, or equivalent work experience.
  • 3+ years of compliance experience in financial services, or equivalent experience.
  • Knowledge of trade surveillance systems is a plus.
  • Excellent written and oral communication skills.
  • Proven ability to manage projects and work independently in a fast-paced environment.
  • Demonstrated ability to multitask and prioritize responsibilities effectively.
  • Experience supporting regulatory exams, audits, or regulatory requests is preferred.
  • Familiarity with AML/KYC processes is preferred.

Benefits

  • Competitive salary of $70,000 - $100,000 per year.
  • Attractive annual leave entitlement, including birthday and work anniversary leave.
  • 401(k) plan with employer match.
  • Company-sponsored group health, dental, vision, and life/disability insurance.
  • Flexi-work hours with hybrid or remote setup.
  • Internal mobility program and career growth opportunities.
  • Supportive, collaborative work culture with opportunities for professional development.

Interested in this position?

Apply directly on the company website

Apply Now

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