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Senior Compliance Manager, Financial Services Compliance, Afterpay ANZ

2 months, 1 week ago
Australia
Full-time
Senior
Compliance Manager
Legal
Apply Now
Block

Block

Block is a company that consists of Square, Cash App, Spiral, TIDAL, TBD, and foundational teams. They are focused on economic empowerment by creating tools to expand access to the economy. Square helps sellers run and grow businesses, Cash App redefin...

Capital Markets
10K-50K
Founded 2009
View All Jobs 61

Description

  • Support the Head of Compliance in ensuring the Compliance Function and Compliance Risk Management Framework operate effectively and meet regulatory expectations.
  • Lead the Compliance Framework and Compliance Program, including documenting and maintaining policies, standards, and procedures.
  • Work with business and global risk and compliance teams to build, embed, and maintain governance, risk, and compliance frameworks.
  • Maintain Afterpay’s Australian Credit Licence, including governance, compliance oversight, due diligence, and annual compliance certificate submissions to ASIC.
  • Manage monitoring, reporting, audit, and testing activities, including reporting to regulators, the Board, and internal governance committees.
  • Assist with compliance incident management and assessments of potential reportable situations.
  • Lead projects to assess, implement, and monitor adherence to new regulatory obligations and policies.
  • Oversee compliance risk assessments for new financial products, services, and initiatives.
  • Maintain compliance risk management records, including project plans, issue logs, incident logs, risk assessments, and action logs.
  • Advise internal management and business partners on compliance program implementation and operation.
  • Report on compliance risks, trends, and key performance metrics.
  • Drive a strong risk culture and compliance awareness in day-to-day business decisions.

Requirements

  • 15+ years of experience as a compliance and risk professional in Australian financial services environments.
  • Experience with obligations for regulated financial services products and maintenance of financial services regulatory licences.
  • Experience building and maintaining frameworks that support regulated financial services products.
  • Knowledge of regulatory interactions and investigations, including managing information requests and audits.
  • Ability to respond with urgency and develop and track management action plans.
  • Outstanding written and verbal communication skills with the ability to explain complex topics clearly to stakeholders and senior leaders.
  • Deep knowledge of financial services regulation, including compliance, governance, culture, risk management, and individual accountability expectations.
  • Subject matter expertise across regulated consumer credit, BNPL compliance, payment systems regulation, P2P/non-cash payment facilities, financial services licensing, marketing collateral review, design and distribution obligations, AML, collections, consumer protection, anti-bribery and corruption, and other conduct-related areas.
  • Experience identifying, recording, and overseeing remediation of incidents and issues, including escalation to appropriate teams and/or regulators.
  • Ability to prioritise competing deadlines and influence cross-functionally and globally.
  • Tertiary qualification in a relevant discipline.
  • Passion for compliance and its role in business and community outcomes.
  • Data and technical focus, with the ability to analyse and operationalize new and emerging regulatory obligations.
  • Experience using innovative tools such as AI to improve compliance outcomes.
  • AU-based, preferably located in Sydney or Melbourne.
  • Ability to work across multiple time zones and outside normal business hours when required.

Benefits

  • Remote work.
  • Medical insurance.
  • Flexible time off.
  • Retirement savings plans.
  • Modern family planning benefits.
  • Inclusive interview experience with reasonable accommodations for disabled applicants.
  • Opportunity to work at a globally distributed company across multiple time zones.

Interested in this position?

Apply directly on the company website

Apply Now

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