Compliance Technology Oversight Lead

2 hours, 28 minutes ago
Full-time
Lead
Data Science and Analytics
Block

Block

Block is a company that consists of Square, Cash App, Spiral, TIDAL, TBD, and foundational teams. They are focused on economic empowerment by creating tools to expand access to the economy. Square helps sellers run and grow businesses, Cash App redefin...

Capital Markets
10K-50K
Founded 2009

Description

  • Provide end-to-end technical oversight for compliance detection and AI resolution models to ensure alignment with regulatory expectations.
  • Partner with Engineering, ML, and Analytics teams to build defensible solutions for transaction monitoring, customer risk scoring, and sanctions screening.
  • Provide effective challenge throughout the model development lifecycle.
  • Ensure model documentation is complete, review-ready, and aligned with regulatory guidance such as OCC 2011-12 and SR 11-7.
  • Oversee the design and development of real-time dashboards for monitoring model health, input data, and ongoing model performance.
  • Establish standards for threshold tuning and ongoing below-the-line testing controls.
  • Define frameworks and triggers to identify model degradation and oversee tuning or deprecation decisions.
  • Serve as lead incident manager for critical incidents, assess materiality, and partner with Engineering on root-cause analysis.
  • Brief management with concise, data-driven updates and prepare documents suitable for third-party review.
  • Lead cross-functionally to drive incidents through resolution.

Requirements

  • 10+ years of experience in compliance technology at regulated financial institutions or as a consultant serving financial institutions.
  • Experience with both machine learning and heuristic models across transaction monitoring, sanctions screening, and customer risk scoring.
  • Experience conducting threshold tuning and initialization exercises.
  • Experience with input data quality monitoring and model performance monitoring.
  • Experience with AML model validations aligned with SR 11-7 and OCC 2011-12.
  • Experience responding to exams and working with regulators.
  • Proven track record of driving cross-functional initiatives.
  • Deep understanding of regulated financial services and related compliance obligations.
  • Familiarity with statistical concepts related to machine learning.
  • Expertise in data analytics and visualization.
  • Experience with agile development methodologies.

Benefits

  • Starting pay range of $217,800 to $326,800 USD depending on location and market conditions.
  • Remote work option.
  • Medical insurance.
  • Flexible time off.
  • Retirement savings plans.
  • Modern family planning benefits.
  • Equal opportunity employer with fair chance hiring practices and reasonable accommodations for disabled applicants.

Interested in this position?

Apply directly on the company website

Apply Now

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