Fractional Chief Compliance Officer (Advisor Network) Opportunity Overview

1 hour, 27 minutes ago
Contract
Lead
Operations
Arootah

Arootah

Arootah is a premier advisory and coaching firm empowering finance executives to unlock peak performance and offering elite services for alternative investment funds, business development, and wellness modalities in NYC.

Professional Services
11-50

Description

  • Design, implement, and enhance compliance programs for alternative investment firms.
  • Advise clients on SEC regulations, regulatory reporting, marketing rules, and governance best practices.
  • Conduct compliance reviews, risk assessments, and internal policy evaluations.
  • Support regulatory examinations, audits, and institutional due diligence processes.
  • Partner with leadership teams to strengthen governance and operational controls.
  • Manage compliance infrastructure, service providers, and ongoing monitoring frameworks.
  • Provide strategic, project-based leadership across compliance and regulatory initiatives.
  • Deliver hands-on support tailored to client needs on an as-needed basis.

Requirements

  • Prior experience as a Chief Compliance Officer or equivalent senior compliance leadership role.
  • Experience within a hedge fund, private equity firm, or family office.
  • Deep understanding of regulatory requirements and compliance frameworks within alternative investments.
  • Proven track record of building and managing effective compliance programs.
  • Strong leadership, communication, and stakeholder management skills.
  • Ability to operate both strategically and hands-on in dynamic environments.
  • Experience working with SEC regulations, regulatory reporting, and marketing rules is preferred.
  • Experience supporting audits, regulatory examinations, and due diligence processes is preferred.

Benefits

  • Remote, contract-based work.
  • Project-based engagements that fit around existing commitments.
  • Access to alternative investment clients across hedge funds, private equity firms, and family offices.
  • Client origination and engagement management handled by Arootah.
  • Hourly compensation of $200 - $325.

Interested in this position?

Apply directly on the company website

Apply Now

Similar Roles

Regulatory Affairs Specialist

Pivotal Aerospace & Defense

Pivotal is hiring a Regulatory Affairs Specialist to lead aviation certification and regulatory strategy for its eVTOL aircraft programs as the company progresses toward broader release and production.

44 minutes ago

Licence Expansion Manager – North America

Nium 251-1K Diversified Financial Services

Nium is seeking a Licence Expansion Manager for North America to lead regulatory licensing and market-readiness efforts across the United States and Canada, supporting the company’s payments expansion and launch activities.

1 hour, 27 minutes ago

Compliance Manager

Serverfarm Data Centers 51-250 IT Services

Serverfarm is hiring a Remote Compliance Manager to implement and oversee compliance across its North American data center operations, ensuring regulatory and client requirements are met as the company scales.

HIPAA SOC
1 hour, 41 minutes ago

Regulatory Compliance Manager (CRCM) - Freelance AI Trainer

Mindrift.ai: Be the “I” in AI Internet Software & Services

Mindrift is seeking project-based U.S. banking compliance specialists to evaluate and create regulatory testing scenarios for AI systems used by leading tech companies.

7 hours, 41 minutes ago

You're on a roll! Sign up now to keep applying.

Sign Up

Already have an account? Log in

Used by 14,729+ remote workers