Compliance Analyst

1 month, 1 week ago
Full-time
Junior
Legal
AlphaSense

AlphaSense

AlphaSense develops an artificial intelligence-based search platform that enables investment and corporate professionals to quickly access and analyze extensive financial data and market insights from over 500 million documents, enhancing decision-maki...

Internet Software & Services
251-1K
Founded 2011
$770M raised

Description

  • Review expert call transcripts for material nonpublic and confidential information in line with internal protocols, laws, regulations, and industry standards.
  • Complete due diligence reviews for each call and document violations in detail.
  • Escalate non-compliance with Tegus sourcing guidelines when needed.
  • Research financial reports and regulatory filings using internal and external sources to assess whether information is publicly available.
  • Manage internal and external communications in a fast-paced, time-sensitive environment.
  • Maintain accurate records for processes, transcripts, and workflows.
  • Track and input operational data and identify opportunities to improve efficiency.

Requirements

  • 1-2 years of experience in research, compliance, legal support, or operations roles is preferred but not required.
  • Experience in roles such as paralegal, legal assistant, analyst, or BPO/editorial specialist is preferred.
  • Strong attention to detail and acute accuracy.
  • Strong written and verbal English fluency, including reading comprehension.
  • Experience with proofreading, drafting, and investigative or research work.
  • Ability to prioritize tasks, manage time effectively, and stay highly organized while working independently.
  • Ability to adapt quickly to changing priorities in a dynamic, fast-paced environment.

Interested in this position?

Apply directly on the company website

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