Compliance Analyst

1 hour, 51 minutes ago
Full-time
Junior
Legal
AlphaSense

AlphaSense

AlphaSense develops an artificial intelligence-based search platform that enables investment and corporate professionals to quickly access and analyze extensive financial data and market insights from over 500 million documents, enhancing decision-maki...

Internet Software & Services
251-1K
Founded 2011
$770M raised

Description

  • Review expert call transcripts for material nonpublic and confidential information in line with internal protocols, laws, regulations, and industry standards.
  • Complete due diligence reviews for each call and document violations thoroughly.
  • Escalate non-compliance with Tegus sourcing guidelines when needed.
  • Research financial reports and regulatory filings using internal and external sources to determine whether information is public.
  • Manage internal and external communications efficiently in a fast-paced, time-sensitive environment.
  • Perform administrative tasks such as inputting, tracking, and maintaining accurate process, transcript, and workflow data.
  • Identify opportunities to improve operational efficiency.
  • Support content generation while helping protect clients from sensitive information.

Requirements

  • 1-2 years of experience in research, compliance, legal support, or operations roles is preferred, but not required.
  • Experience in roles such as paralegal, legal assistant, analyst, BPO/editorial specialist, or similar is preferred.
  • Strong attention to detail.
  • Strong written and verbal fluency in English.
  • Strong reading comprehension, proofreading, drafting, and investigative/research experience.
  • Ability to prioritize tasks, manage time, and stay highly organized while working independently.
  • Ability to thrive in a dynamic, fast-paced environment and adapt quickly to changing priorities.
  • Ability to work under tight deadlines.
  • Familiarity with compliance review or financial research is preferred.

Interested in this position?

Apply directly on the company website

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