Compliance Surveillance Analyst

5 days, 23 hours ago
Full-time
Junior
Finance and Accounting
Alphasense

Alphasense

Alphasense is a global leader in providing high-quality gas sensors and air quality monitors to industrial OEMs. With over 25 years of experience, the company offers a wide range of innovative gas sensor technologies for various applications, including...

Industrial Conglomerates
51-250
Founded 1996

Description

  • Serve as the first human review layer for expert call transcripts to identify material nonpublic and confidential information.
  • Review each call for compliance with internal protocols, applicable laws and regulations, and industry standards.
  • Document violations thoroughly and escalate non-compliance with sourcing guidelines when necessary.
  • Conduct research of financial reports and regulatory filings using internal and external resources to assess what information is publicly available.
  • Manage internal and external communications efficiently in a fast-paced, time-sensitive environment.
  • Perform administrative work such as inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows.
  • Identify opportunities to improve operational efficiency.
  • Support content generation while protecting clients from potentially sensitive information.

Requirements

  • Ability to work from 2pm-10pm Pacific Time.
  • 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or in a similar role is preferred, but not required.
  • Strong research and analysis skills are highly valued.
  • Acute attention to detail and strong reading comprehension.
  • Experience with proofreading, drafting, and investigative research.
  • Ability to prioritize tasks, manage time effectively, and stay highly organized while working independently.
  • Ability to thrive in a dynamic, fast-paced environment and adapt quickly to changing priorities.

Benefits

  • Base salary range of $53,000-$57,000 USD.
  • Performance-based bonus eligibility.
  • Equity compensation.
  • Generous benefits program.

Interested in this position?

Apply directly on the company website

Apply Now

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