Compliance Advisory Manager - Investments, Pensions & Financial Promotions

1 day, 2 hours ago
Full-time
Senior
Finance and Accounting
Monzo

Monzo

Monzo is a digital retail bank and fintech company that provides smart banking solutions through its smartphone app. With over 8 million users, Monzo offers intelligent notifications, instant balance updates, and financial management tools to help user...

Banks
1K-5K
Founded 2015
$1100M raised

Description

  • Serve as the first point of contact for compliance advice across the supported collectives.
  • Provide proactive compliance guidance on COBS, PROD, SDR, CASS, and Consumer Duty.
  • Review customer journeys and communications to support good customer outcomes and identify risks.
  • Advise marketing and financial promotion teams on financial promotion rules and guidance.
  • Oversee regulatory breaches and incidents as part of the compliance team.
  • Support the Wealth Collective, especially Investments and Pensions squads, with independent advisory coverage.
  • Build knowledge across the wider collectives to expand support over time.
  • Collaborate closely with cross-functional teams to ensure products are compliant by design.

Requirements

  • Good knowledge of FCA COBS rules and associated regulations.
  • Hands-on experience providing compliance advice.
  • Previous experience advising on products, ideally at a bank, wealth manager, or fintech.
  • Strong communication and collaboration skills.
  • Ability to work independently and manage changing priorities.
  • Strong problem-solving skills with the ability to weigh risks and find balanced solutions.
  • Experience working in fast-paced environments.
  • Ability to build strong relationships with different teams.
  • Passion for compliance and Monzo’s mission.
  • Experience incorporating AI into day-to-day work (preferred).

Benefits

  • Salary of £59,500 - £70,000 depending on experience.
  • Incentive Awards tied to performance.
  • Flexible working hours.
  • Remote working within the UK, with ad hoc meetings in London.
  • £1,000 annual learning budget for books, training courses, and conferences.
  • Company-provided MacBook and support for home-working setup for fully remote employees.
  • Access to Monzo’s full benefits package.

Interested in this position?

Apply directly on the company website

Apply Now

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