Gemini

Gemini is a leading cryptocurrency exchange and custodian, providing a secure platform for buying, selling, and storing digital assets like Bitcoin and Ether. Founded in 2014, it aims to revolutionize the future of money.

Capital Markets

Financials

251-1K (990)

Founded 2014

$400M raised

3 open positions

Links

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Manager, Compliance (Banking & Lending)

1 month, 1 week ago

United States

Full-time

Senior

Compliance Manager

Operations

Apply Now

Gemini

Capital Markets

251-1K

Founded 2014

$400M raised

View All Jobs 3

Description

Supervise, coach, and develop junior compliance team members supporting product compliance, complaint management, testing, governance, and CMS activities.
Serve as a primary compliance contact and liaison among department leaders, senior management, and partner-bank stakeholders.
Drive remediation and testing plans for compliance issues, audit findings, examination findings, and control gaps, including root-cause analysis, corrective actions, process updates, documentation, and training.
Review and advise on marketing materials, customer communications, disclosures, promotions, and related campaigns for compliance with laws, regulations, partner-bank requirements, and internal policies.
Lead the design and implementation of compliance risk assessment frameworks to evaluate regulatory risks and control effectiveness.
Provide timely, practical, risk-based compliance guidance to product, operations, and business teams.
Partner with Legal, Compliance, product, and business stakeholders to assess emerging regulations, product developments, and business objectives.
Draft and coordinate responses to customer and regulatory complaints, including complaints received through the CFPB, FDIC, partner banks, and other channels.
Lead or support audits, partner-bank reviews, regulatory examinations, reporting requirements, and compliance assessments.
Monitor operational processes and procedures to assess compliance with applicable laws, regulations, partner-bank requirements, and CMS policies.

Requirements

Bachelor’s degree.
6+ years of experience in regulated financial services, fintech, banking, lending, or credit card compliance, with a focus on consumer financial services compliance.
Thorough understanding of lending and credit products, compliance management systems, and applicable laws and regulations, including UDAAP, TILA/Reg Z, ECOA/Reg B, FCRA/Reg V, EFTA/Reg E, SCRA, GLBA, and, where applicable, TISA/Reg DD and BSA/AML.
Strong project management, time management, and organizational skills.
Excellent written and verbal communication skills with strong attention to detail.
Proven ability to assess compliance risks proactively, efficiently, and accurately in a fast-paced environment.
Track record of creative problem-solving and building trusted cross-functional relationships with Legal, Product, Operations, Risk, and business stakeholders.
Ownership mindset, sound judgment, and enthusiasm for building scalable, technology-enabled compliance processes.
Experience supporting credit card, banking-as-a-service, partner-bank, embedded finance, or fintech lending programs preferred.
Experience with regulatory examinations, partner-bank audits, CFPB complaint responses, compliance testing, issue remediation, and issue validation preferred.
Familiarity with fair lending, marketing compliance, servicing, collections, disputes, adverse action, credit reporting, vendor oversight, and complaint management preferred.
CRCM, CAMS, or a similar compliance certification preferred but not required.

Benefits

Competitive starting pay.
Discretionary annual bonus.
Long-term incentive in the form of a new hire equity grant.
Comprehensive health plans.
401(k) with company matching.
Paid parental leave.
Flexible time off.
Hybrid work approach at hub offices, with remote work available for employees outside hub locations.

Interested in this position?

Apply directly on the company website

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