KYC/AML - Senior Onboarding Specialist, Market Operations

2 hours, 46 minutes ago
Full-time
Senior
Operations
Forge

Forge

Forge provides private market solutions that facilitate access to pre-IPO investment opportunities and liquidity for private company shares, aiming to create a transparent and accessible environment for investors, employees, and institutions.

Capital Markets
251-1K
Founded 2014
$88M raised

Description

  • Conduct KYC checks during onboarding by verifying customer identification documents and information.
  • Perform risk assessments and classify clients into appropriate risk categories.
  • Identify, escalate, and help resolve red flags such as PEPs and sanctions matches.
  • Maintain accurate customer profiles and onboarding records in company systems.
  • Monitor client accounts for unusual or suspicious activity on an ongoing basis.
  • Stay current on AML/KYC regulations and industry best practices.
  • Assist in implementing internal policies, processes, and procedures to prevent financial crime.
  • Prepare reports for audits, regulatory reviews, and senior management.
  • Collaborate with Compliance, Risk, Legal, Sales, and Operations teams to support onboarding and escalations.
  • Provide training and support to team members on KYC/AML policies and procedures.

Requirements

  • Bachelor’s degree in finance, law, business administration, or a related field.
  • 5+ years of experience in a KYC/AML onboarding role, preferably in banking, fintech, or financial services.
  • In-depth knowledge of KYC/AML regulations, including local and international standards such as FATF, OFAC, and FinCEN.
  • Strong analytical and investigative skills with excellent attention to detail.
  • Excellent written and verbal communication skills for client interaction and reporting.
  • Ability to manage multiple tasks and meet strict deadlines in a fast-paced environment.
  • Series 7 required.
  • Series 24 required within the first 90 days.
  • Certification in AML or compliance, such as CAMS, ICA, or similar, is a strong advantage.
  • Experience with ticketing solutions like Zendesk is preferred.
  • Familiarity with tools and platforms for identity verification, PEP screening, and transaction monitoring is preferred.

Benefits

  • Remote role based in Denver, CO, with hybrid onsite attendance of at least 9 days each month once the Denver office opens.
  • Annual salary range of $95,000 to $100,000+ for Denver residents.
  • Annual bonus opportunity.
  • Background checks and employment/education verification are conducted upon offer.
  • Equal opportunity employer with a commitment to diversity and inclusion.

Interested in this position?

Apply directly on the company website

Apply Now

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