Compliance Analyst

2 hours, 42 minutes ago
Full-time
Junior
Legal
FOCUS PARTNERS

FOCUS PARTNERS

FOCUS PARTNERS provides consulting services in business strategy, financial advisory, and mergers & acquisitions, helping clients achieve strategic goals and maximize value.

Professional Services
1-10
Founded 2005

Description

  • Support the Chief Compliance Officer and assist with implementation of the firm’s compliance program.
  • Perform compliance testing and internal audit projects.
  • Implement the firm’s code of ethics.
  • Prepare regulatory filings.
  • Prioritize work across multiple functional areas and consistently meet deadlines.
  • Work with and analyze large data sets.
  • Interact with a broad range of internal and external stakeholders.

Requirements

  • 1+ years of relevant investment adviser or investment fund manager operations, legal, or compliance experience.
  • Bachelor’s degree in finance, economics, or another related discipline.
  • Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 is a plus.
  • Interest in and familiarity with basic wealth management business and investment concepts.
  • Excellent organizational, prioritization, and time management skills.
  • Strong analytical mindset and attention to detail.
  • High energy, self-motivation, and ability to thrive in an entrepreneurial environment.
  • Strong written and oral communication skills.
  • Proficiency in Microsoft Excel, Word, Co-Pilot or a similar LLM, and Outlook.
  • Experience in a compliance, legal, operations, or related role in an investment advisory or investment fund context is preferred.

Benefits

  • Annualized base salary range of $70,000 to $90,000.
  • Annual cash bonus opportunity.
  • Comprehensive benefits package.
  • Medical, dental, and vision coverage.
  • Life insurance.
  • 401(k) plan.

Interested in this position?

Apply directly on the company website

Apply Now

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